Intake
Confirm customer types, onboarding channels, and the sampling period.
Engagement
AML & KYC Readiness Review
Focused assessment of customer onboarding, screening, escalation, and file completeness for fintechs facing AML program scrutiny.
Who it is for
Fintech compliance managers who need an independent view of onboarding quality before an examination or banking partner review.
Result
A readiness scorecard covering file quality, escalation discipline, and training coverage, with concrete file-level examples.
Delivery & timeline
Duration: 2–4 weeks
Mode: Desk-based with optional on-site file review in Kinmen or Taipei by arrangement.
Pricing basis: Starting from TWD 180,000
Included
- KYC file sampling across retail and SME segments
- Screening and escalation walkthroughs
- Training record and role clarity check
- Short remediation brief for operations and compliance
Not included
- Full enterprise-wide control audit
- Suspicious activity report drafting
How the engagement moves
Sample testing
Review selected files against your stated KYC standards and escalation rules.
Briefing
Present gaps with examples your operations team can act on immediately.
Preparation
Provide anonymized KYC samples, screening logs for the agreed period, and current onboarding checklists.
We reply within two business days during Taiwan working hours.
Start with a scoping callConstraints worth knowing
We work under your confidentiality terms and sample only what is necessary for the agreed scope. Legal opinions, representation before regulators, and day-to-day outsourced compliance officer duties sit outside these engagements.
If you need a sense of sequence before scoping, read how we audit.