Inventory
Catalogue existing policies, MI packs, and control evidence against a practical request list.
Engagement
Licensing Examination Prep
Pre-examination walkthroughs that organize evidence, rehearsal questions, and ownership maps for fintech licensing or renewal reviews.
Who it is for
Founders and compliance leads preparing for payment, remittance, or electronic payment institution examinations.
Result
An examination binder structure, ownership map, and rehearsal notes for likely examiner lines of inquiry.
Delivery & timeline
Duration: 2–5 weeks
Mode: Remote workshops with optional in-person rehearsal in Taiwan.
Pricing basis: Quote based on license type and evidence volume
Included
- Evidence inventory against typical examiner request lists
- Gap list for missing or stale documents
- Ownership map for interview readiness
- Two rehearsal sessions with sample questions
Not included
- Lobbying or representation before regulators
- Drafting of new license applications from scratch
How the engagement moves
Rehearsal
Run focused sessions with control owners on likely questions and weak spots.
Binder
Hand over a structured evidence map your team can maintain after the engagement.
Preparation
Collect the last twelve months of compliance MI, board minutes related to risk, and current policy versions.
We reply within two business days during Taiwan working hours.
Start with a scoping callConstraints worth knowing
We work under your confidentiality terms and sample only what is necessary for the agreed scope. Legal opinions, representation before regulators, and day-to-day outsourced compliance officer duties sit outside these engagements.
If you need a sense of sequence before scoping, read how we audit.